SFC Licences of YIM Leung Yuk 嚴良玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 December 2011 | 31 August 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 31 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 May 2006 | 31 August 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 24 May 2006 | 31 August 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 23 March 2004 | 13 May 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 23 March 2004 | 13 May 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 February 2004 | 13 May 2006 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 01 April 2003 | 14 February 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 7 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |