SFC Licences of CHAN Wing Yee, Vivian 陳穎儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 11 August 2008 03 March 2009
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 09 October 2007 03 March 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 11 July 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 11 July 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 11 July 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 11 July 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 11 July 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 11 July 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 11 July 2003