SFC Licences of CHAN Wing Yee, Vivian 陳穎儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 03 March 2009 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 09 October 2007 | 03 March 2009 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 11 July 2003 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 11 July 2003 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 11 July 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 11 July 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 11 July 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 11 July 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 11 July 2003 |