SFC Licences of LO Ting Sau 盧挺秀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Futures Limited 富昌期貨有限公司 RE 2 02 November 2006
Fulbright Securities Limited 富昌證券有限公司 RE 1 02 November 2006
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 21 September 2005 28 October 2006
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 21 September 2005 28 October 2006
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 2 01 April 2003 21 September 2005
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 01 April 2003 21 September 2005
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 5 01 April 2003 19 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 9 01 April 2003 19 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 6 01 April 2003 19 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 4 01 April 2003 19 April 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 9 01 April 2003 19 April 2004