SFC Licences of TANG Wai Sen 鄧慧珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 11 November 2005 | 08 January 2010 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 11 November 2005 | 08 January 2010 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 17 August 2005 | 08 January 2010 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 24 December 2004 | 13 July 2005 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 24 December 2004 | 13 July 2005 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 December 2004 | 13 July 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 24 December 2004 | 13 July 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 24 December 2004 | 13 July 2005 |