SFC Licences of LEE Sandra Soyong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	9	24 January 2022	30 June 2022
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	4	24 January 2022	30 June 2022
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	1	24 January 2022	30 June 2022
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	4	10 January 2019	30 April 2019
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司	RE	1	10 January 2019	30 April 2019
Carlyle Hong Kong Equity Management Limited 凱雷香港股權管理有限公司	RO	1	30 April 2012	31 December 2013
Paulson Asia Limited	RO	1	21 February 2011	16 February 2012
Morgan Stanley Hong Kong Futures Limited	RE	2	01 April 2003	07 July 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	07 July 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	11 February 2004
Morgan Stanley Hong Kong Futures Limited	RE	7	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	11 February 2004