SFC Licences of LUK Yim Ling 陸艷玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 29 March 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 April 2020 | 12 March 2021 |
Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 | RE | 1 | 08 July 2003 | 06 April 2020 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 1 | 01 April 2003 | 20 June 2003 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 9 | 01 April 2003 | 28 May 2003 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 4 | 01 April 2003 | 28 May 2003 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 6 | 01 April 2003 | 28 May 2003 |