SFC Licences of CHENG Wai Lam, James 鄭暐霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NFH Corporate Finance Limited 新金控融資有限公司 | RO | 6 | 13 June 2017 | |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RO | 5 | 13 June 2017 | |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RO | 2 | 13 June 2017 | |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RO | 1 | 13 June 2017 | |
| NFH Asset Management Limited 新金控資產管理有限公司 | RO | 9 | 13 June 2017 | |
| NFH Asset Management Limited 新金控資產管理有限公司 | RO | 4 | 13 June 2017 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 4 | 30 April 2010 | 18 January 2013 |
| Rifa Securities Limited 日發證券有限公司 | RO | 1 | 07 January 2010 | 18 January 2013 |
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 14 May 2009 | 18 January 2013 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 22 September 2008 | 07 January 2010 |