SFC Licences of NG Siu Ling 吳小寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celestial Securities Limited 時富證券有限公司 RE 1 01 August 2005 12 October 2011
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 29 July 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004