SFC Licences of WARR Alastair Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 09 April 2019 | |
| Autonomous Research Asia Limited 見地研究有限公司 | RE | 4 | 14 May 2018 | 31 March 2019 |
| Autonomous Research Asia Limited 見地研究有限公司 | RO | 4 | 14 November 2017 | 14 May 2018 |
| Autonomous Research Asia Limited 見地研究有限公司 | RE | 4 | 01 December 2014 | 14 November 2017 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 06 July 2012 | 07 October 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 14 March 2009 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 14 March 2009 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 21 November 2003 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 21 November 2003 |