SFC Licences of CHENG Kai Tak 鄭佳德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 23 December 2013 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 November 2009 | 30 November 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 25 November 2009 | 10 November 2011 |