SFC Licences of POON Kwan Ching, Kent 潘君政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Sky Securities Limited 中天證券有限公司 | RE | 1 | 12 January 2018 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 19 November 2013 | 01 January 2015 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 18 July 2012 | 08 November 2013 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 September 2011 | 01 July 2012 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 21 December 2010 | 13 September 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 January 2008 | 18 December 2010 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 31 December 2007 |
Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 19 July 2004 |