SFC Licences of JAP Wing Lai 葉永麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 02 November 2015 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 02 November 2015 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 02 November 2015 | |
| Polen Capital HK Limited | RE | 9 | 04 October 2012 | 07 October 2015 |
| Polen Capital HK Limited | RE | 4 | 04 October 2012 | 07 October 2015 |
| Lloyd George Investment Management (Hong Kong) Limited | RE | 9 | 28 September 2007 | 31 October 2012 |
| Lloyd George Investment Management (Hong Kong) Limited | RE | 4 | 28 September 2007 | 31 October 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 26 April 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 24 November 2004 |