SFC Licences of FOK King Man, Ronald 霍敬文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Arta Asset Management Limited 裕承資產管理有限公司	RO	9	10 August 2023
Arta Asset Management Limited 裕承資產管理有限公司	RO	4	10 August 2023
Arta Asset Management Limited 裕承資產管理有限公司	RO	1	10 August 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RO	9	10 August 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RO	4	10 August 2023
Arta Asset Management Limited 裕承資產管理有限公司	RE	9	06 March 2023	10 August 2023
Arta Asset Management Limited 裕承資產管理有限公司	RE	4	06 March 2023	10 August 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RE	9	06 March 2023	10 August 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RE	4	06 March 2023	10 August 2023
Arta Global Markets Limited 裕承環球巿場有限公司	RE	1	06 March 2023
Arta Global Futures Limited 裕承環球期貨有限公司	RE	2	06 March 2023
UBS Securities Hong Kong Limited	RE	2	19 December 2016	04 May 2018
UBS Securities Hong Kong Limited	RE	1	19 December 2016	04 May 2018
UBS Derivatives Hong Kong Limited	RE	2	22 July 2010	18 December 2016
UBS Securities Asia Limited	RE	1	01 April 2003	04 May 2018
UBS Securities Asia Limited	RE	2	01 April 2003	04 May 2018
UBS Securities Hong Kong Limited	RE	1	01 April 2003	18 December 2016
UBS Securities Asia Limited	RE	4	01 April 2003	24 March 2005
UBS Securities Hong Kong Limited	RE	4	01 April 2003	24 March 2005
UBS Securities Hong Kong Limited	RE	6	01 April 2003	24 March 2005
UBS Securities Hong Kong Limited	RE	9	01 April 2003	24 March 2005
UBS Derivatives Hong Kong Limited	RE	2	01 April 2003	24 March 2005
UBS Derivatives Hong Kong Limited	RE	9	01 April 2003	07 February 2005
UBS Derivatives Hong Kong Limited	RE	5	01 April 2003	07 February 2005
UBS Securities Asia Limited	RE	5	01 April 2003	04 February 2005
UBS Securities Asia Limited	RE	9	01 April 2003	04 February 2005
UBS Securities Asia Limited	RE	6	01 April 2003	04 February 2005