SFC Licences of KODA Ritsubun 黃田立文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wells Fargo Securities Asia Limited | RO | 9 | 08 April 2019 | 05 August 2020 |
Wells Fargo Securities Asia Limited | RO | 4 | 08 April 2019 | 05 August 2020 |
Wells Fargo Securities Asia Limited | RO | 1 | 08 April 2019 | 05 August 2020 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 12 August 2009 | 09 February 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 July 2008 | 09 February 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 2 | 05 February 2008 | 01 July 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 1 | 05 February 2008 | 01 July 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 22 November 2007 | 05 February 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 22 November 2007 | 05 February 2008 |