SFC Licences of KWONG Oi Ting 鄺藹婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 14 January 2010 31 August 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 7 01 April 2003 02 September 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 17 November 2009 31 August 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 01 April 2003 07 April 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 4, 6, 9 01 April 2003 10 September 2004