SFC Licences of YAM Kam Shing 任錦成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soteria Asset Management Limited 泓泰資產管理有限公司 RO 4 11 November 2022
Soteria Asset Management Limited 泓泰資產管理有限公司 RO 9 16 May 2022
Ming Yang Capital Limited 銘洋資本有限公司 RO 9 19 August 2019 13 May 2022
Ming Yang Capital Limited 銘洋資本有限公司 RO 4 19 August 2019 13 May 2022
Sun Wing International Asset Management Limited 申榮國際資產管理有限公司 RO 9 05 September 2017 15 March 2019
Sun Wing International Asset Management Limited 申榮國際資產管理有限公司 RO 4 05 September 2017 15 March 2019
First Eastern Investments Limited 第一東方投資有限公司 RO 9 04 November 2016 31 August 2017
First Eastern Investments Limited 第一東方投資有限公司 RO 4 04 November 2016 31 August 2017
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 1 07 October 2014 14 February 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 6 23 December 2013 14 February 2016
Frontier Capital Investment Limited 方達資本投資有限公司 RO 6 29 January 2013 30 September 2013
Frontier Capital Investment Limited 方達資本投資有限公司 RO 4 29 January 2013 30 September 2013
Frontier Capital Investment Limited 方達資本投資有限公司 RO 1 29 January 2013 30 September 2013
Evolution Asia Investments Limited RO 6 22 November 2010 03 October 2012
Evolution Asia Investments Limited RO 4 22 November 2010 03 October 2012
Evolution Asia Investments Limited RO 1 22 November 2010 03 October 2012
FE Securities Limited 廣利證券有限公司 RO 6 17 June 2005 22 November 2010
FE Securities Limited 廣利證券有限公司 RO 4 17 June 2005 22 November 2010
FE Securities Limited 廣利證券有限公司 RO 1 17 June 2005 22 November 2010
FE Securities Limited 廣利證券有限公司 RE 4 01 April 2003 17 June 2005
FE Securities Limited 廣利證券有限公司 RE 6 01 April 2003 17 June 2005
FE Securities Limited 廣利證券有限公司 RE 1 01 April 2003 17 June 2005
FE Securities Limited 廣利證券有限公司 RE 9 01 April 2003 01 February 2005
FE Securities Limited 廣利證券有限公司 RE 7 01 April 2003 21 July 2003