SFC Licences of CHEN GONG Shu Hua 陳曉樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 01 November 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 01 November 2013 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 01 April 2003 | 27 January 2011 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 01 April 2003 | 13 January 2004 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 9 | 01 April 2003 | 13 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |