SFC Licences of KWOK Pik Shan 郭碧珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	4	27 October 2016	02 February 2017
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	27 October 2016	02 February 2017
Edmond de Rothschild Asset Management (Hong Kong) Ltd.	RE	1	12 October 2015	21 July 2016
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	9	20 October 2010	15 July 2014
Harvest Global Investments Limited 嘉實國際資產管理有限公司	RE	4	20 October 2010	15 July 2014
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	1	31 May 2010	24 September 2010
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	9	12 April 2010	24 September 2010
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	4	12 April 2010	24 September 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司	RE	9	21 December 2006	24 September 2010
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司	RE	4	27 October 2006	24 September 2010
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	4	12 July 2005	11 October 2006
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	1	12 July 2005	11 October 2006
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	01 April 2003	19 November 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	9	01 April 2003	15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	4	01 April 2003	15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	6	01 April 2003	15 January 2004