SFC Licences of CHAN Pik Yan 陳碧忻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 10 May 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 10 May 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 10 May 2003 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 10 May 2003 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 10 May 2003 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 10 May 2003 |