SFC Licences of TSE Yu Hung 謝宇雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 19 November 2010 22 June 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 30 September 2010 22 June 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 September 2010 22 June 2012
Mason Futures Limited 茂宸期貨有限公司 RE 2 24 March 2010 02 August 2010
Mason Securities Limited 茂宸證券有限公司 RE 1 09 March 2010 02 August 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 28 June 2006 07 March 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 June 2006 07 March 2010
Hong Kong Forex Investment Limited 香港外匯投資有限公司 RE 3 01 April 2003 02 January 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 9 01 April 2003 02 January 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 6 01 April 2003 02 January 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 4 01 April 2003 02 January 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 01 April 2003 02 January 2004