SFC Licences of CHAN Shiu Yin, Elex 陳肇賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 9 | 17 August 2006 | 01 September 2021 |
Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 4 | 07 July 2006 | 01 September 2021 |
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RO | 4 | 19 April 2005 | 16 January 2006 |
orientiert XYZ Securities Limited | RO | 4 | 03 December 2004 | 01 October 2005 |
Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 22 July 2003 | 19 April 2005 |