SFC Licences of CHAN Hoi Yun, Karen 陳凱恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 19 December 2016 | 01 March 2018 |
| UBS Securities Hong Kong Limited | RO | 6 | 19 August 2014 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 19 August 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 31 May 2007 | 09 July 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 May 2007 | 09 July 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 April 2005 | 05 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 07 May 2004 | 05 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 07 May 2004 | 05 April 2007 |