SFC Licences of CHIEN Wen Ling, Adeline 錢文琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS AG | 4 | 14 August 2019 | ||
| UBS AG | 1 | 14 August 2019 | ||
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 April 2004 | 21 August 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 21 April 2004 | 21 August 2008 |