SFC Licences of LEE Wai Kei 李偉基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 29 June 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 26 February 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 February 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 03 October 2018 08 November 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 03 October 2018 08 November 2019
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 11 September 2018 08 November 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 31 August 2015 25 May 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 25 May 2007 12 June 2015
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 28 April 2006 30 December 2011
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 25 April 2005 28 February 2006
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 02 March 2005
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 02 March 2005
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 02 March 2005
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 02 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 02 March 2005
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 02 March 2005
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 02 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 02 March 2005
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 02 March 2005