SFC Licences of YOO Steve Ernest
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 January 2006 | 01 July 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 November 2005 | 29 November 2005 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 November 2003 | 22 July 2004 |