SFC Licences of LAU Pan, Kenneth 劉斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 9 23 May 2019 31 July 2021
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 23 May 2019 31 July 2021
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 9 12 October 2012 16 May 2019
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 4 12 October 2012 16 May 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 4 08 May 2007 24 September 2012
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 1 08 May 2007 24 September 2012
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 9 01 August 2005 24 September 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 18 May 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 21 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 21 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 21 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 28 January 2005