SFC Licences of LAU Yue Che, Adam 劉宇池
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 5 | 03 March 2021 | ||
| Natixis Asia Limited | RE | 5 | 27 November 2014 | 20 July 2018 |
| Natixis Asia Limited | RE | 4 | 27 November 2014 | 20 July 2018 |
| Natixis Asia Limited | RE | 2 | 27 November 2014 | 20 July 2018 |
| Natixis Asia Limited | RE | 1 | 27 November 2014 | 20 July 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 April 2007 | 09 August 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 April 2007 | 02 April 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 02 May 2006 | 26 February 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 10 March 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 21 March 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |