SFC Licences of LIU Yang 劉揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yorick Advisory Private Limited 盈暉環宇顧問有限公司 | RO | 6 | 23 October 2006 | 24 June 2008 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 14 May 2003 | 22 July 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 16 April 2003 | 22 July 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 16 April 2003 | 22 July 2003 |