SFC Licences of KWAN Sum Yu 關心宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 19 September 2007 | 31 December 2018 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 September 2007 | 30 April 2018 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 25 October 2005 | 31 August 2007 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 25 October 2005 | 31 August 2007 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 01 April 2003 | 19 July 2005 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 19 July 2005 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 22 April 2004 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 22 April 2004 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 22 April 2004 |