SFC Licences of KWOK Suk Man 郭淑敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 08 November 2003 25 August 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 25 August 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 25 August 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 21 August 2003