SFC Licences of LEE Chung Man 李頌民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 13 June 2013 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 June 2013 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 12 August 2010 | 07 June 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 August 2010 | 07 June 2013 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 15 January 2008 | 31 May 2008 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 31 October 2003 | 21 September 2007 |