SFC Licences of LIU Chi Wai 廖子慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 | RE | 1 | 20 May 2021 | |
| Lego Corporate Finance Limited 力高企業融資有限公司 | RO | 6 | 13 January 2016 | |
| Quam Capital Limited 華富建業企業融資有限公司 | RO | 6 | 09 March 2009 | 03 January 2016 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 12 February 2009 | 09 March 2009 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 26 November 2007 | 20 January 2009 |
| Optima Capital Limited 創越融資有限公司 | RO | 6 | 18 April 2007 | 20 January 2009 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 13 April 2005 | 18 April 2007 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 09 June 2004 | 30 March 2005 |
| Hooray Capital Limited 好盈融資有限公司 | RE | 6 | 01 April 2003 | 04 June 2004 |