SFC Licences of KIM Jason Sung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 13 July 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 July 2006 15 November 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 July 2006 15 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 June 2003 24 January 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 02 June 2003 22 August 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 20 April 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 20 April 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 20 April 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 20 April 2003