SFC Licences of KIM Jason Sung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 13 July 2015 | |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 July 2006 | 15 November 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 July 2006 | 15 November 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 June 2003 | 24 January 2006 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 02 June 2003 | 22 August 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 20 April 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 20 April 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 20 April 2003 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 20 April 2003 |