SFC Licences of MOK Wai Ha 莫惠霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard & Poor's Investment Advisory Services (HK) Limited | RE | 4 | 02 December 2011 | 31 October 2012 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 06 September 2004 | 23 May 2006 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 06 September 2004 | 23 May 2006 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 06 September 2004 | 23 May 2006 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 01 April 2003 | 04 September 2004 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 6 | 01 April 2003 | 18 November 2003 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 9 | 01 April 2003 | 18 November 2003 |