SFC Licences of LEE Shun Hing, Jimmy 利順興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RP Asset Management Limited 瑞平資產管理有限公司 RO 9 01 September 2017
RP Asset Management Limited 瑞平資產管理有限公司 RO 4 01 September 2017
RP Asset Management Limited 瑞平資產管理有限公司 RO 1 01 September 2017
China Point Asset Management Limited 中保資產管理有限公司 RO 9 17 April 2015 30 August 2017
China Point Asset Management Limited 中保資產管理有限公司 RO 4 17 April 2015 30 August 2017
Glory Sun Securities Limited 寶新證券有限公司 RO 1 28 March 2014 28 February 2015
Glory Sun Securities Limited 寶新證券有限公司 RO 9 20 March 2014 28 February 2015
Glory Sun Securities Limited 寶新證券有限公司 RO 4 20 March 2014 28 February 2015
Glory Sun Securities Limited 寶新證券有限公司 RE 1 22 November 2013 28 March 2014
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 16 November 2012 11 November 2013
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 4 16 November 2012 11 November 2013
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 10 September 2012 16 November 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 10 September 2012 16 November 2012
AXA China Region Investment Services Limited 安盛投資服務有限公司 RO 1 19 December 2011 28 June 2012
Centaline Wealth Management Limited 中原資產管理有限公司 RO 9 16 April 2010 25 June 2011
Centaline Wealth Management Limited 中原資產管理有限公司 RO 4 16 April 2010 25 June 2011
Centaline Wealth Management Limited 中原資產管理有限公司 RO 1 16 April 2010 25 June 2011
Angus Moore Limited 安格摩亞投資管理國際有限公司 RO 4 08 May 2007 28 August 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 01 May 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003