SFC Licences of KASTEN Olaf

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 9 11 September 2015 31 December 2015
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 4 11 September 2015 31 December 2015
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 1 11 September 2015 31 December 2015
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RO 1 26 August 2011 30 November 2011
Macquarie Asia Securities Limited RO 2 13 June 2011 30 November 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 02 February 2011 30 November 2011
Macquarie Asia Securities Limited RE 2 16 September 2010 13 June 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 16 September 2010 02 February 2011
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RO 2 24 August 2009 05 June 2010
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RO 1 24 August 2009 05 June 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 22 May 2009 05 June 2010
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 22 May 2009 24 August 2009
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 22 May 2009 24 August 2009