SFC Licences of HO Wai Man, Raymond 何偉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chelsea Securities Limited 昭海金融證券有限公司 RO 1 27 December 2017 29 February 2024
Chelsea Securities Limited 昭海金融證券有限公司 RE 1 01 September 2017 27 December 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 03 May 2011 25 August 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 30 March 2011 25 August 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 March 2011 25 August 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 28 May 2010 21 February 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 28 May 2010 21 February 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 22 December 2003 01 May 2010
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 01 May 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 01 May 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 21 August 2003