SFC Licences of YIM Kai Ching 嚴啟政

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 31 October 2012 04 September 2013
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 1 01 April 2003 03 December 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 01 April 2003 03 December 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 9 01 April 2003 03 December 2004
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 6 01 April 2003 05 June 2004