SFC Licences of YIM Kai Ching 嚴啟政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 31 October 2012 | 04 September 2013 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 01 April 2003 | 03 December 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 01 April 2003 | 03 December 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 01 April 2003 | 03 December 2004 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |