SFC Licences of LOO David Tin Cheung 盧天祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RO | 4 | 16 January 2018 | |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RO | 1 | 16 January 2018 | |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 24 April 2015 | 16 January 2018 |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 24 April 2015 | 16 January 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 31 March 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 March 2013 | 31 March 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 19 March 2013 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 19 March 2013 | 31 August 2013 |