SFC Licences of TSE King Fai, Philip 謝景暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 21 October 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 4 21 October 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 21 October 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 05 July 2019 21 October 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 26 June 2019 21 October 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 26 June 2019 21 October 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 27 April 2018 14 June 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 27 April 2018 14 June 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 14 March 2018 27 April 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 14 March 2018 27 April 2018
China Everbright Capital Limited 中國光大融資有限公司 RO 6 11 May 2017 28 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RO 4 11 May 2017 28 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RO 1 11 May 2017 28 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 17 October 2016 11 May 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 17 October 2016 30 March 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 17 October 2016 30 March 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 17 October 2016 04 January 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 26 August 2011 27 July 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 26 August 2011 27 July 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 26 August 2011 27 July 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 17 June 2011 26 August 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 17 June 2011 26 August 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 17 June 2011 26 August 2011
ABCI Securities Company Limited 農銀國際證券有限公司 RO 6 08 July 2010 01 March 2011
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 07 August 2009 01 March 2011
ABCI Securities Company Limited 農銀國際證券有限公司 RE 6 07 August 2009 08 July 2010
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 27 December 2006 14 November 2008
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 27 December 2006 14 November 2008
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 27 December 2006 14 November 2008
CCB International Capital Limited 建銀國際金融有限公司 RE 1 27 January 2005 18 December 2006
CCB International Capital Limited 建銀國際金融有限公司 RE 6 10 January 2005 18 December 2006
VC Capital Limited 滙盈融資有限公司 RE 6 23 July 2003 25 November 2004
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 01 April 2003 22 July 2003