SFC Licences of FOO Choy Peng 胡翠屏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 4 | 16 September 2014 | 19 August 2015 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 16 September 2014 | 19 August 2015 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 07 April 2010 | 17 August 2011 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 22 February 2008 | 22 March 2010 |
AP Asset Management (HK) Limited | RE | 9 | 04 December 2007 | 09 December 2007 |
AP Asset Management (HK) Limited | RE | 4 | 30 October 2007 | 09 December 2007 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 12 September 2007 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 03 March 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 03 March 2004 |