SFC Licences of LEE Wan Siu, Joyce 李韻韶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	4	05 November 2019	31 March 2022
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	1	05 November 2019	31 March 2022
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	4	20 June 2017	29 March 2019
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	1	20 June 2017	29 March 2019
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	3	28 April 2006	01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	4	01 April 2003	10 March 2016
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	1	01 April 2003	10 March 2016
ETRADE Securities Limited 億創證券有限公司	RE	1	01 April 2003	31 October 2007
ETRADE Securities Limited 億創證券有限公司	RE	4	01 April 2003	31 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	9	01 April 2003	05 January 2004
ETRADE Securities Limited 億創證券有限公司	RE	6	01 April 2003	05 January 2004
ETRADE Securities Limited 億創證券有限公司	RE	7	01 April 2003	05 January 2004
ETRADE Securities Limited 億創證券有限公司	RE	9	01 April 2003	05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	6	01 April 2003	05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	7	01 April 2003	05 January 2004