SFC Licences of SO Tat Man 蘇達文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bright Stream Capital Management Limited 晴川資本管理有限公司 RO 9 12 February 2018
Bright Stream Capital Management Limited 晴川資本管理有限公司 RE 9 21 November 2012 12 February 2018
Point72 Hong Kong Limited RE 9 11 December 2008 23 January 2009
Point72 Hong Kong Limited RE 9 10 December 2007 16 October 2008
ETRADE Securities Limited 億創證券有限公司 RE 1 01 April 2003 12 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 4 01 April 2003 12 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 01 April 2003 12 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 01 April 2003 12 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 6 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 7 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 9 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 9 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 7 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 6 01 April 2003 05 January 2004