SFC Licences of NG Sum Yin, Joyce 伍心妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
King Wai Asset Management Company Limited 經緯資產管理有限公司 | RO | 9 | 21 December 2012 | 10 October 2017 |
King Wai Asset Management Company Limited 經緯資產管理有限公司 | RO | 4 | 21 December 2012 | 10 October 2017 |
King Wai Asset Management Company Limited 經緯資產管理有限公司 | RE | 9 | 06 November 2012 | 21 December 2012 |
King Wai Asset Management Company Limited 經緯資產管理有限公司 | RE | 4 | 06 November 2012 | 21 December 2012 |
LIM Advisors Limited | RE | 9 | 05 June 2006 | 24 May 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 29 June 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 29 June 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 29 June 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 29 June 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 29 June 2003 |