SFC Licences of WU Kwong Chau 胡廣宙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marketsense Asset Management Limited 友盈資產管理有限公司
RO 9 25 November 2021
Marketsense Asset Management Limited 友盈資產管理有限公司
RE 9 03 November 2021 25 November 2021
BG Securities (HK) Co., Limited 北港證券(香港)有限公司
RO 1 10 September 2019 16 March 2021
BG Securities (HK) Co., Limited 北港證券(香港)有限公司
RE 1 13 June 2019 10 September 2019
TSAR Capital Limited 同信資本有限公司
RO 4, 9 17 September 2018 10 September 2021
CSC Securities (HK) Limited 群益證券(香港)有限公司
RO 1 15 January 2018 26 April 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 2 01 November 2017 26 April 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 1 01 November 2017 15 January 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
RE 2 28 March 2014 30 April 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1 28 March 2014 30 April 2017
Nerico Brothers Limited
RE 1, 2 16 June 2011 25 March 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 13 May 2008 13 June 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 19 July 2005 13 June 2011
Chong Hing Securities Limited 創興證券有限公司
RE 1 01 April 2003 28 June 2005
Chong Hing Securities Limited 創興證券有限公司
RE 4, 6, 7, 9 01 April 2003 11 January 2005