SFC Licences of WU Kwong Chau 胡廣宙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Constance Capital Limited 弘雅資本有限公司	RO	9	14 December 2023
Constance Capital Limited 弘雅資本有限公司	RO	4	14 December 2023
Constance Capital Limited 弘雅資本有限公司	RO	1	14 December 2023
Constance Capital Limited 弘雅資本有限公司	RE	9	27 October 2023	14 December 2023
Constance Capital Limited 弘雅資本有限公司	RE	4	27 October 2023	14 December 2023
Constance Capital Limited 弘雅資本有限公司	RE	1	27 October 2023	14 December 2023
Chinagri Cheung Kong Company Limited 中農長江有限公司	RO	9	08 May 2023	09 October 2023
Chinagri Cheung Kong Company Limited 中農長江有限公司	RO	4	08 May 2023	09 October 2023
Chinagri Cheung Kong Company Limited 中農長江有限公司	RE	9	17 April 2023	08 May 2023
Marketsense Asset Management Limited 友盈資產管理有限公司	RO	9	25 November 2021	24 January 2023
Marketsense Asset Management Limited 友盈資產管理有限公司	RE	9	03 November 2021	25 November 2021
BG Securities (HK) Co., Limited 北港證券(香港)有限公司	RO	1	10 September 2019	16 March 2021
BG Securities (HK) Co., Limited 北港證券(香港)有限公司	RE	1	13 June 2019	10 September 2019
Joyful Capital HK Limited 天喜資本(香港)有限公司	RO	9	17 September 2018	10 September 2021
Joyful Capital HK Limited 天喜資本(香港)有限公司	RO	4	17 September 2018	10 September 2021
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	1	15 January 2018	26 April 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	2	01 November 2017	26 April 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	01 November 2017	15 January 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	28 March 2014	30 April 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	28 March 2014	30 April 2017
Nerico Brothers Limited	RE	2	16 June 2011	25 March 2014
Nerico Brothers Limited	RE	1	16 June 2011	25 March 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	13 May 2008	13 June 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	19 July 2005	13 June 2011
Chong Hing Securities Limited 創興證券有限公司	RE	1	01 April 2003	28 June 2005
Chong Hing Securities Limited 創興證券有限公司	RE	4	01 April 2003	11 January 2005
Chong Hing Securities Limited 創興證券有限公司	RE	9	01 April 2003	11 January 2005
Chong Hing Securities Limited 創興證券有限公司	RE	7	01 April 2003	11 January 2005
Chong Hing Securities Limited 創興證券有限公司	RE	6	01 April 2003	11 January 2005