SFC Licences of TSANG Kong Hung, Patrick 曾剛雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS AG 1 27 October 2020
UBS Securities Hong Kong Limited RO 6 19 December 2016 19 May 2023
UBS Securities Hong Kong Limited RO 6 07 June 2012 18 December 2016
UBS AG 6 09 April 2008
UBS AG 4 09 April 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 23 April 2004 25 October 2004
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 23 April 2004 25 October 2004