SFC Licences of TSANG Kong Hung, Patrick 曾剛雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS AG | 1 | 27 October 2020 | ||
UBS Securities Hong Kong Limited | RO | 6 | 19 December 2016 | 19 May 2023 |
UBS Securities Hong Kong Limited | RO | 6 | 07 June 2012 | 18 December 2016 |
UBS AG | 6 | 09 April 2008 | ||
UBS AG | 4 | 09 April 2008 | ||
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 23 April 2004 | 25 October 2004 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 23 April 2004 | 25 October 2004 |