SFC Licences of LAU Kwan Chuk, Karen 劉堃竹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 11 September 2007 | 22 March 2021 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 11 September 2007 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 11 September 2007 | |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 15 March 2004 |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
Schroder Investment Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 25 June 2003 |