SFC Licences of LAU Kwan Chuk, Karen 劉堃竹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 11 September 2007 22 March 2021
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 11 September 2007
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 11 September 2007
Schroder Investment Management (Hong Kong) Limited RE 4 01 April 2003 15 March 2004
Schroder Investment Management (Hong Kong) Limited RE 9 01 April 2003 25 June 2003
Schroder Investment Management (Hong Kong) Limited RE 6 01 April 2003 25 June 2003