SFC Licences of HUI Yau Wing 許有榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 10 February 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 1 15 January 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 4 04 December 2007
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 20 July 2007 10 November 2007
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 09 January 2006 04 March 2006
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 January 2006 04 March 2006
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 09 January 2006 04 March 2006
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 9 29 July 2004 01 July 2005
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 1 29 July 2004 01 July 2005
CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 RE 9 29 July 2004 10 March 2005
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 01 April 2003 16 May 2003
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 01 April 2003 16 May 2003
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 01 April 2003 16 May 2003
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 9 01 April 2003 16 May 2003