SFC Licences of LAU Kwok Ho 劉國豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 02 January 2013 | 04 June 2013 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 12 November 2012 | 02 January 2013 |
South West Capital Limited 西南融資有限公司 | RO | 6 | 07 June 2012 | 25 October 2012 |
Fulbright Capital Limited 富昌融資有限公司 | RO | 6 | 14 June 2011 | 24 May 2012 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 17 April 2007 | 10 September 2010 |
RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 19 April 2004 | 16 March 2007 |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 01 April 2003 | 23 September 2003 |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |