SFC Licences of PAI Szu Chia, Nelly 白思佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RO | 6 | 14 September 2012 | |
J.P. Morgan Securities (Far East) Limited | RO | 4 | 14 September 2012 | |
J.P. Morgan Securities (Far East) Limited | RO | 1 | 14 September 2012 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 14 September 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 14 September 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 14 September 2012 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 30 November 2004 | 09 May 2006 |